CP-01 Contingency Planning Policy And Procedures

Contingency Planning

Low Moderate High

Description

The organization develops, disseminates, and periodically reviews/updates: (i) a formal, documented, contingency planning policy that addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and (ii) formal, documented procedures to facilitate the implementation of the contingency planning policy and associated contingency planning controls.

Supplemental Guidance

The contingency planning policy and procedures are consistent with applicable laws, Executive Orders, directives, policies, regulations, standards, and guidance. The contingency planning policy can be included as part of the general information security policy for the organization. Contingency planning procedures can be developed for the security program in general, and for a particular information system, when required. NIST Special Publication 800-34 provides guidance on contingency planning. NIST Special Publication 800-12 provides guidance on security policies and procedures.

Changes from Rev 4

Title changed from 'Contingency Planning Policy and Procedures' Adds parameter for selection (one or more) of organization-level; mission/business process-level; system-level contingency planning policies New parameters require update to policy and procedures as a result of specified events in addition to specified frequency Adds text requiring consistency with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines Requires the designation of a specific official to manage the development, documentation, and dissemination of the contingency planning policy and procedures Discussion amplifies the need for policy and procedures for risk management, and to help provide security and privacy assurance

Enhancements

(0) None.

Compliance Mappings

ISO 27001:2022

A.5.1A.5.29

ISO 27002:2022

5.15.29

COBIT 2019

DSS04

SOC 2 TSC

A1.2A1.2-POF1A1.2-POF2A1.2-POF3CC1.2-POF1CC1.4-POF1CC2.2-POF1CC2.2-POF7CC5.3CC5.3-POF1CC5.3-POF6CC7.2-POF1CC7.4-POF5CC7.5CC9.1CC9.1-POF1P1.1-POF5

PCI DSS v4.0.1

12.1

CSA CCM v4

BCR-01

CSA AICM v1

BCR-01

ISO 42001:2023

A.4.5

NIS2 Directive

Art. 21(2)(c)

PRA Operational Resilience

SS2/21-10.1

MAS TRM

8

BSI IT-Grundschutz

DER.4

ANSSI

Hygiene.2Hygiene.30SecNumCloud.18.1SecNumCloud.6.1

FINMA Circular 2023/1

IV.A(23)IV.E(87)IV.E(88)

OSFI B-13

B-13.2.6

EU GDPR

Art.32(1)(b)Art.32(1)(c)

EU DORA

Art.11(1)Art.11(3)Art.12(1)

BIO2

5.15.29

RBI CSF

Annex1.19ITGRCA.28

FISC Security Guidelines

FISC.O5

LGPD + BCB 4893

BCB.Art.2BCB.Art.3

HKMA TM-E-1

TME1.2.5TME1.6.1

MLPS 2.0

8.1.10.11

DNB Good Practice

DNB.1.2DNB.11.1

EU CRA

CRA.I.2h

SAMA CSF

1.2

NCA ECC

1-33-1

UAE IA

T12T3

CBB TM

TM-14

Qatar NIA

BC

CBUAE

CR-13

CBE CSF

OVM-2

SA JS2

JS2-7.5

CBN CSF

Part3.6Part3.7

BoG CISD

CISD-BCM

POPIA

s19

BoM CTRM

5.2

IOSCO Cyber Resilience

GOV-1PFMI-17

CPMI-IOSCO PFMI

CG.RRPFMI.P17

FFIEC IS

II.C.1

NYDFS 500

500.16500.3

HIPAA Security Rule

§164.308(a)(7)(i)§164.316(a)

ECB CROE

CROE.2.5.2

EBA ICT Guidelines

3.7.2

SEBI CSCRF

BCP-DRRC.RP

BOT Cyber Resilience

Ch4.2

NERC CIP

CIP-009-6

10 CFR 73.54

RG5.71-B-CP

DOE C2M2 v2.1

RESPONSE

API 1164

Sec 11

AWIA

Sec 2013(b)

IAEA NSS 17-T

Sec 8

ISAE 3402

Clause 4

Solvency II

Art.41(3)DR.266DR.266-BCPEIOPA-ICT-4.10

Lloyd's Minimum Standards

MS8.2MS8.6

NAIC Insurance Data Security

4F-b

FCA SYSC 13

SYSC 13.8.1SYSC 13.9.5

HITRUST CSF v11

04.a09.d12.a

ISO 27799

17.15.1

NHS DSPT

NDG-7.1

MiCA

Art.68(5)Art.62(6)

Basel SCO60

SCO60.50SCO60.53

BSSC Standards

GSP-06

SEC Custody (Digital Assets)

SEC-CD-12

ISO 17799 (legacy)

5.1.110.4.114.1.114.1.315.1.1

COBIT 4.1 (legacy)

DS4.1PC5