EU General Data Protection Regulation (2016/679)
The EU's comprehensive data protection and privacy regulation. Establishes principles for lawful processing, data subject rights, controller and processor obligations, breach notification (72 hours), data protection by design and by default, and cross-border transfer safeguards. Applies to any organisation processing personal data of EU residents.
AC (20) AT (6) AU (11) CA (8) CM (10) CP (10) IA (7) IR (8) MA (6) MP (6) PE (9) PL (8) PS (9) PT (8) RA (7) SA (11) SC (25) SI (13) SR (12)
AC Access Control
| Control | Name | EU GDPR References |
|---|---|---|
| AC-01 | Access Control Policies and Procedures | Art.24(1)Art.24(2)Art.25(1)Art.32(1)(b)Art.32(2)Art.5(1)(f) |
| AC-02 | Account Management | Art.25(2)Art.32(1)(b)Art.32(4)Art.5(1)(f) |
| AC-03 | Access Enforcement | Art.25(2)Art.32(1)(b)Art.5(1)(f) |
| AC-04 | Information Flow Enforcement | Art.32(1)(a)Art.44Art.46(1)Art.5(1)(f) |
| AC-05 | Separation Of Duties | Art.24(1)Art.32(1)(b)Art.5(1)(f) |
| AC-06 | Least Privilege | Art.25(2)Art.32(1)(b)Art.5(1)(c)Art.5(1)(f) |
| AC-07 | Unsuccessful Login Attempts | Art.32(1)(b)Art.32(1)(d) |
| AC-08 | System Use Notification | Art.12(1)Art.13(1) |
| AC-09 | Previous Logon Notification | Art.32(1)(d)Art.5(1)(f) |
| AC-10 | Concurrent Session Control | Art.32(1)(b) |
| AC-11 | Session Lock | Art.32(1)(b) |
| AC-12 | Session Termination | Art.32(1)(b) |
| AC-13 | Supervision And Review -- Access Control | Art.32(1)(d)Art.5(1)(f)Art.5(2) |
| AC-14 | Permitted Actions Without Identification Or Authentication | Art.25(2) |
| AC-15 | Automated Marking | Art.5(1)(f) |
| AC-16 | Automated Labeling | Art.5(1)(e)Art.9(1) |
| AC-17 | Remote Access | Art.32(1)(a)Art.32(1)(b)Art.44 |
| AC-18 | Wireless Access Restrictions | Art.32(1)(a)Art.32(1)(b) |
| AC-19 | Access Control For Portable And Mobile Devices | Art.32(1)(a)Art.32(1)(b) |
| AC-20 | Use Of External Information Systems | Art.28(1)Art.28(3)(a)Art.32(1)(b) |
AT Awareness and Training
| Control | Name | EU GDPR References |
|---|---|---|
| AT-01 | Security Awareness And Training Policy And Procedures | Art.39(1)(b)Art.47(2)(n)Rec.78 |
| AT-02 | Security Awareness | Art.39(1)(b)Art.47(2)(n) |
| AT-03 | Security Training | Art.29Art.32(4)Art.47(2)(n) |
| AT-04 | Security Training Records | Art.24(1)Art.5(2) |
| AT-05 | Contacts With Security Groups And Associations | Art.39(1)(b) |
| AT-06 | Training Feedback | Art.39(1)(b)Art.47(2)(n) |
AU Audit and Accountability
| Control | Name | EU GDPR References |
|---|---|---|
| AU-01 | Audit And Accountability Policy And Procedures | Art.24(1)Art.30(1)Art.30(2)Art.5(2) |
| AU-02 | Auditable Events | Art.30(1)(g)Art.33(3)Art.5(2)Art.7(1) |
| AU-03 | Content Of Audit Records | Art.30(1)(g)Art.33(3)(a)Art.33(3)(b)Art.7(1) |
| AU-04 | Audit Storage Capacity | Art.30(1)Art.5(1)(e) |
| AU-05 | Response To Audit Processing Failures | Art.32(1)(b)Art.32(1)(d) |
| AU-06 | Audit Monitoring, Analysis, And Reporting | Art.32(1)(d)Art.33(3)(d) |
| AU-07 | Audit Reduction And Report Generation | Art.30(1)Art.5(2) |
| AU-08 | Time Stamps | Art.33(1) |
| AU-09 | Protection Of Audit Information | Art.32(1)(b)Art.5(1)(f) |
| AU-10 | Non-Repudiation | Art.5(2) |
| AU-11 | Audit Record Retention | Art.17(1)Art.5(1)(e) |
CA Security Assessment and Authorization
| Control | Name | EU GDPR References |
|---|---|---|
| CA-01 | Certification, Accreditation, And Security Assessment Policies And Procedures | Art.24(1)Art.32(1)(d)Art.32(2) |
| CA-02 | Security Assessments | Art.32(1)(d)Art.35(1)Art.35(7) |
| CA-03 | Information System Connections | Art.28(3)(a)Art.32(1)(a) |
| CA-04 | Security Certification | Art.32(1)(d) |
| CA-05 | Plan Of Action And Milestones | Art.24(1)Art.32(1)(d) |
| CA-06 | Security Accreditation | Art.24(1)Art.36(1) |
| CA-07 | Continuous Monitoring | Art.32(1)(d)Art.35(11) |
| CA-09 | Internal System Connections | Art.32(1)(d) |
CM Configuration Management
| Control | Name | EU GDPR References |
|---|---|---|
| CM-01 | Configuration Management Policy And Procedures | Art.25(1)Art.32(1)(b)Rec.78 |
| CM-02 | Baseline Configuration | Art.25(1)Art.32(1)(b) |
| CM-03 | Configuration Change Control | Art.32(1)(b)Art.32(1)(d) |
| CM-04 | Monitoring Configuration Changes | Art.32(1)(d)Art.35(1) |
| CM-05 | Access Restrictions For Change | Art.32(1)(b) |
| CM-06 | Configuration Settings | Art.25(1)Art.25(2)Art.32(1)(b) |
| CM-07 | Least Functionality | Art.25(1)Art.25(2)Art.32(1)(b) |
| CM-08 | Information System Component Inventory | Art.30(1)Art.35(7)(a) |
| CM-12 | Information Location | Art.25(1)Art.30(1)Art.35(7)(a)Art.5(1)(c)Art.5(1)(e)Rec.78 |
| CM-13 | Data Action Mapping | Art.25(1)Art.30(1)Art.30(2)Art.35(7)(a)Art.5(1)(b)Art.5(2)Art.6(4)Rec.78 |
CP Contingency Planning
| Control | Name | EU GDPR References |
|---|---|---|
| CP-01 | Contingency Planning Policy And Procedures | Art.32(1)(b)Art.32(1)(c) |
| CP-02 | Contingency Plan | Art.32(1)(b)Art.32(1)(c)Art.32(1)(d) |
| CP-03 | Contingency Training | Art.32(1)(d) |
| CP-04 | Contingency Plan Testing And Exercises | Art.32(1)(d) |
| CP-05 | Contingency Plan Update | Art.32(1)(c)Art.32(1)(d) |
| CP-06 | Alternate Storage Site | Art.32(1)(c) |
| CP-07 | Alternate Processing Site | Art.32(1)(c) |
| CP-08 | Telecommunications Services | Art.32(1)(b)Art.32(1)(c) |
| CP-09 | Information System Backup | Art.32(1)(c) |
| CP-10 | Information System Recovery And Reconstitution | Art.32(1)(c)Art.32(1)(d) |
IA Identification and Authentication
| Control | Name | EU GDPR References |
|---|---|---|
| IA-01 | Identification And Authentication Policy And Procedures | Art.32(1)(b)Art.32(1)(d)Art.5(1)(f) |
| IA-02 | User Identification And Authentication | Art.32(1)(b)Art.32(1)(d) |
| IA-03 | Device Identification And Authentication | Art.32(1)(b) |
| IA-04 | Identifier Management | Art.32(1)(b)Art.5(1)(f) |
| IA-05 | Authenticator Management | Art.32(1)(a)Art.32(1)(b) |
| IA-06 | Authenticator Feedback | Art.32(1)(b) |
| IA-07 | Cryptographic Module Authentication | Art.32(1)(a)Rec.83 |
IR Incident Response
| Control | Name | EU GDPR References |
|---|---|---|
| IR-01 | Incident Response Policy And Procedures | Art.33(1)Art.33(2)Art.34(1)Art.34(2) |
| IR-02 | Incident Response Training | Art.33(2)Art.39(1)(b) |
| IR-03 | Incident Response Testing And Exercises | Art.32(1)(d)Art.33(5) |
| IR-04 | Incident Handling | Art.33(1)Art.33(3)Art.33(4)Art.34(1) |
| IR-05 | Incident Monitoring | Art.33(3)(d)Art.33(5) |
| IR-06 | Incident Reporting | Art.33(1)Art.33(2)Art.34(1)Art.34(3) |
| IR-07 | Incident Response Assistance | Art.33(1)Art.34(1)Art.34(2) |
| IR-09 | Information Spillage Response | Art.33(2)Art.33(5) |
MA Maintenance
| Control | Name | EU GDPR References |
|---|---|---|
| MA-01 | System Maintenance Policy And Procedures | Art.32(1)(b)Rec.78 |
| MA-02 | Controlled Maintenance | Art.32(1)(b)Art.32(1)(d) |
| MA-03 | Maintenance Tools | Art.32(1)(b) |
| MA-04 | Remote Maintenance | Art.32(1)(a)Art.32(1)(b) |
| MA-05 | Maintenance Personnel | Art.28(3)(b)Art.32(4) |
| MA-06 | Timely Maintenance | Art.32(1)(d) |
MP Media Protection
| Control | Name | EU GDPR References |
|---|---|---|
| MP-01 | Media Protection Policy And Procedures | Art.32(1)(a)Art.5(1)(f)Rec.78 |
| MP-02 | Media Access | Art.32(1)(b)Art.5(1)(f) |
| MP-03 | Media Labeling | Art.5(1)(f)Art.9(1) |
| MP-04 | Media Storage | Art.32(1)(a)Art.5(1)(f) |
| MP-05 | Media Transport | Art.32(1)(a)Art.44Art.5(1)(f) |
| MP-06 | Media Sanitization And Disposal | Art.17(1)Art.32(1)(a)Art.5(1)(f) |
PE Physical and Environmental Protection
| Control | Name | EU GDPR References |
|---|---|---|
| PE-01 | Physical And Environmental Protection Policy And Procedures | Art.32(1)(b)Rec.78 |
| PE-02 | Physical Access Authorizations | Art.32(1)(b) |
| PE-03 | Physical Access Control | Art.32(1)(b) |
| PE-04 | Access Control For Transmission Medium | Art.32(1)(b) |
| PE-05 | Access Control For Display Medium | Art.32(1)(b) |
| PE-06 | Monitoring Physical Access | Art.32(1)(b)Art.32(1)(d) |
| PE-08 | Access Records | Art.32(1)(b) |
| PE-16 | Delivery And Removal | Art.32(1)(b) |
| PE-17 | Alternate Work Site | Art.32(1)(b) |
PL Planning
| Control | Name | EU GDPR References |
|---|---|---|
| PL-01 | Security Planning Policy And Procedures | Art.24(1)Art.25(1) |
| PL-02 | System Security Plan | Art.25(1)Art.35(1)Art.35(7) |
| PL-03 | System Security Plan Update | Art.25(1) |
| PL-04 | Rules Of Behavior | Art.29Art.39(1)(b) |
| PL-05 | Privacy Impact Assessment | Art.35(1)Art.35(7)Art.36(1) |
| PL-06 | Security-Related Activity Planning | Art.25(1)Art.35(1) |
| PL-09 | Central Management | Art.24(1)Art.24(2) |
| PL-10 | Baseline Selection | Art.24(1) |
PS Personnel Security
| Control | Name | EU GDPR References |
|---|---|---|
| PS-01 | Personnel Security Policy And Procedures | Art.32(4)Art.39(1)(b)Rec.78 |
| PS-02 | Position Categorization | Art.32(4) |
| PS-03 | Personnel Screening | Art.28(3)(b)Art.32(4) |
| PS-04 | Personnel Termination | Art.29Art.32(1)(b) |
| PS-05 | Personnel Transfer | Art.29Art.32(1)(b) |
| PS-06 | Access Agreements | Art.29Art.32(4) |
| PS-07 | Third-Party Personnel Security | Art.28(1)Art.28(3)(b)Art.32(4) |
| PS-08 | Personnel Sanctions | Art.32(4) |
| PS-09 | Position Descriptions | Art.29Art.32(4)Art.37(1)Art.39(1) |
PT Personally Identifiable Information Processing and Transparency
| Control | Name | EU GDPR References |
|---|---|---|
| PT-01 | Policy and Procedures | Art.12(1)Art.13(1)Art.14(1)Art.5(1)(a)Art.5(1)(b)Art.5(2)Art.6(1)Art.9(1) |
| PT-02 | Authority to Process Personally Identifiable Information | Art.12(1)Art.12(7)Art.13(1)Art.13(2)Art.14(1)Art.14(2)Art.5(1)(a)Art.6(1) |
| PT-03 | Personally Identifiable Information Processing Purposes | Art.5(1)(b)Art.6(4)Art.9(1)Art.9(2) |
| PT-04 | Consent | Art.5(1)(a)Art.6(1)(a)Art.7(1)Art.7(2)Art.7(3)Art.8(1) |
| PT-05 | Privacy Notice | Art.12(1)Art.13(1)Art.14(1)Art.5(1)(a)Art.5(1)(b) |
| PT-06 | System of Records Notice | Art.25(1)Art.25(2)Art.35(1)Art.35(7) |
| PT-07 | Specific Categories of Personally Identifiable Information | Art.5(1)(b)Art.5(1)(c)Art.5(1)(e)Art.6(4)Art.9(1) |
| PT-08 | Computer Matching Requirements | Art.22(1)Art.22(2)Art.22(3)Art.22(4) |
RA Risk Assessment
| Control | Name | EU GDPR References |
|---|---|---|
| RA-01 | Risk Assessment Policy And Procedures | Art.24(1)Art.32(1)Art.35(1) |
| RA-02 | Security Categorization | Art.30(1)Art.35(7)(a) |
| RA-03 | Risk Assessment | Art.32(1)Art.35(1)Art.35(7)(c) |
| RA-04 | Risk Assessment Update | Art.32(1)(d)Art.35(11) |
| RA-05 | Vulnerability Scanning | Art.32(1)(d) |
| RA-07 | Risk Response | Art.32(1)Art.32(2) |
| RA-08 | Privacy Impact Assessments | Art.35(1)Art.35(3)Art.35(7)Art.35(7)(c) |
SA System and Services Acquisition
| Control | Name | EU GDPR References |
|---|---|---|
| SA-01 | System And Services Acquisition Policy And Procedures | Art.25(1)Rec.78 |
| SA-02 | Allocation Of Resources | Art.25(1)Art.32(1) |
| SA-03 | Life Cycle Support | Art.25(1)Art.28(1) |
| SA-04 | Acquisitions | Art.28(1)Art.28(3)Art.28(3)(a) |
| SA-05 | Information System Documentation | Art.30(1) |
| SA-06 | Software Usage Restrictions | Art.25(1) |
| SA-07 | User Installed Software | Art.25(1) |
| SA-08 | Security Engineering Principles | Art.25(1)Art.25(2)Rec.78 |
| SA-09 | External Information System Services | Art.28(1)Art.28(3)Art.44Art.46(1)Art.46(2) |
| SA-10 | Developer Configuration Management | Art.25(1)Art.32(1)(d) |
| SA-11 | Developer Security Testing | Art.25(1)Art.32(1)(d) |
SC System and Communications Protection
| Control | Name | EU GDPR References |
|---|---|---|
| SC-01 | System And Communications Protection Policy And Procedures | Art.32(1)(a)Art.32(1)(b)Art.5(1)(f) |
| SC-02 | Application Partitioning | Art.32(1)(b)Art.5(1)(f) |
| SC-03 | Security Function Isolation | Art.32(1)(a)Art.32(1)(b) |
| SC-04 | Information Remnance | Art.32(1)(a)Art.5(1)(f) |
| SC-05 | Denial Of Service Protection | Art.32(1)(b) |
| SC-06 | Resource Priority | Art.32(1)(b) |
| SC-07 | Boundary Protection | Art.32(1)(a)Art.32(1)(b)Art.5(1)(f) |
| SC-08 | Transmission Integrity | Art.32(1)(a)Art.5(1)(f)Rec.83 |
| SC-09 | Transmission Confidentiality | Art.32(1)(a)Rec.83 |
| SC-10 | Network Disconnect | Art.32(1)(b) |
| SC-11 | Trusted Path | Art.32(1)(a) |
| SC-12 | Cryptographic Key Establishment And Management | Art.32(1)(a)Rec.83 |
| SC-13 | Use Of Cryptography | Art.32(1)(a)Art.5(1)(f)Rec.83 |
| SC-14 | Public Access Protections | Art.32(1)(a) |
| SC-15 | Collaborative Computing | Art.32(1)(b) |
| SC-16 | Transmission Of Security Parameters | Art.32(1)(a) |
| SC-17 | Public Key Infrastructure Certificates | Art.32(1)(a)Rec.83 |
| SC-18 | Mobile Code | Art.32(1)(b) |
| SC-19 | Voice Over Internet Protocol | Art.32(1)(a) |
| SC-20 | Secure Name / Address Resolution Service (Authoritative Source) | Art.32(1)(a) |
| SC-21 | Secure Name / Address Resolution Service (Recursive Or Caching Resolver) | Art.32(1)(a) |
| SC-22 | Architecture And Provisioning For Name / Address Resolution Service | Art.32(1)(a) |
| SC-23 | Session Authenticity | Art.32(1)(a)Art.32(1)(b) |
| SC-24 | Fail in Known State | Art.32(1)(b) |
| SC-28 | Protection of Information at Rest | Art.32(1)(a)Art.5(1)(f)Rec.83 |
SI System and Information Integrity
| Control | Name | EU GDPR References |
|---|---|---|
| SI-01 | System And Information Integrity Policy And Procedures | Art.32(1)(b)Art.5(1)(d)Art.5(1)(f) |
| SI-02 | Flaw Remediation | Art.32(1)(b)Art.32(1)(d) |
| SI-03 | Malicious Code Protection | Art.32(1)(b) |
| SI-04 | Information System Monitoring Tools And Techniques | Art.32(1)(b)Art.32(1)(d) |
| SI-05 | Security Alerts And Advisories | Art.32(1)(d) |
| SI-06 | Security Functionality Verification | Art.32(1)(d)Art.5(1)(d) |
| SI-07 | Software And Information Integrity | Art.32(1)(b)Art.5(1)(d)Art.5(1)(f) |
| SI-08 | Spam Protection | Art.32(1)(b) |
| SI-09 | Information Input Restrictions | Art.25(2)Art.5(1)(f) |
| SI-10 | Information Accuracy, Completeness, Validity, And Authenticity | Art.5(1)(d) |
| SI-11 | Error Handling | Art.32(1)(b) |
| SI-12 | Information Output Handling And Retention | Art.17(1)Art.32(1)(a)Art.5(1)(e)Art.5(1)(f) |
| SI-18 | Personally Identifiable Information Quality Operations | Art.16Art.5(1)(d) |
SR Supply Chain Risk Management
| Control | Name | EU GDPR References |
|---|---|---|
| SR-01 | Policy and Procedures | Art.28(1)Art.28(3)Art.28(4) |
| SR-02 | Supply Chain Risk Management Plan | Art.28(1)Art.28(3)(c)Art.28(3)(h) |
| SR-03 | Supply Chain Controls and Processes | Art.28(1)Art.28(2)Art.28(4) |
| SR-04 | Provenance | Art.28(3)(a)Art.28(3)(h) |
| SR-05 | Acquisition Strategies, Tools, and Methods | Art.28(3)(a)Art.28(3)(h) |
| SR-06 | Supplier Assessments and Reviews | Art.28(3)(h) |
| SR-07 | Supply Chain Operations Security | Art.28(3)(a)Art.28(3)(h) |
| SR-08 | Notification Agreements | Art.28(3)(f)Art.33(2) |
| SR-09 | Tamper Resistance and Detection | Art.28(1)Art.28(4) |
| SR-10 | Inspection of Systems or Components | Art.28(3)(h) |
| SR-11 | Component Authenticity | Art.28(3)(h)Art.30(2)(d) |
| SR-12 | Component Disposal | Art.17(1)Art.28(1)Art.28(3)(g) |