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OSFI Guideline B-13 Technology and Cyber Risk Management

Canadian federal prudential guideline for technology and cyber risk management at federally regulated financial institutions. Covers 4 domains: governance and risk management, technology operations and resilience, cyber security (identify/defend/detect/respond), and third-party technology risk including cloud-specific considerations.

Controls: 209
Total Mappings: 284
Publisher: Office of the Superintendent of Financial Institutions (OSFI) Version: 2024
OSFI B-13 → SP 800-53 SP 800-53 → OSFI B-13 Coverage Analysis
AC (20) AT (6) AU (11) CA (8) CM (11) CP (10) IA (7) IR (8) MA (6) MP (6) PE (19) PL (9) PS (9) PT (4) RA (8) SA (13) SC (28) SI (14) SR (12)

AC Access Control

Control Name OSFI B-13 References
AC-01 Access Control Policies and Procedures
B-13.1.3B-13.3.2
AC-02 Account Management
B-13.3.2
AC-03 Access Enforcement
B-13.3.2
AC-04 Information Flow Enforcement
B-13.3.2
AC-05 Separation Of Duties
B-13.1.1B-13.3.2
AC-06 Least Privilege
B-13.3.2
AC-07 Unsuccessful Login Attempts
B-13.3.2
AC-08 System Use Notification
B-13.3.2
AC-09 Previous Logon Notification
B-13.3.2
AC-10 Concurrent Session Control
B-13.3.2
AC-11 Session Lock
B-13.3.2
AC-12 Session Termination
B-13.3.2
AC-13 Supervision And Review -- Access Control
B-13.3.2B-13.3.3
AC-14 Permitted Actions Without Identification Or Authentication
B-13.3.2
AC-15 Automated Marking
B-13.3.2
AC-16 Automated Labeling
B-13.3.2
AC-17 Remote Access
B-13.3.2
AC-18 Wireless Access Restrictions
B-13.3.2
AC-19 Access Control For Portable And Mobile Devices
B-13.3.2
AC-20 Use Of External Information Systems
B-13.3.2B-13.4.1

AT Awareness and Training

Control Name OSFI B-13 References
AT-01 Security Awareness And Training Policy And Procedures
B-13.1.1
AT-02 Security Awareness
B-13.1.1
AT-03 Security Training
B-13.1.1
AT-04 Security Training Records
B-13.1.1
AT-05 Contacts With Security Groups And Associations
B-13.1.1B-13.3.3
AT-06 Training Feedback
B-13.1.1

AU Audit and Accountability

Control Name OSFI B-13 References
AU-01 Audit And Accountability Policy And Procedures
B-13.1.3B-13.3.3
AU-02 Auditable Events
B-13.3.3
AU-03 Content Of Audit Records
B-13.3.3
AU-04 Audit Storage Capacity
B-13.3.3
AU-05 Response To Audit Processing Failures
B-13.3.3
AU-06 Audit Monitoring, Analysis, And Reporting
B-13.3.3
AU-07 Audit Reduction And Report Generation
B-13.3.3
AU-08 Time Stamps
B-13.3.3
AU-09 Protection Of Audit Information
B-13.3.2B-13.3.3
AU-10 Non-Repudiation
B-13.3.3
AU-11 Audit Record Retention
B-13.3.3

CA Security Assessment and Authorization

Control Name OSFI B-13 References
CA-01 Certification, Accreditation, And Security Assessment Policies And Procedures
B-13.1.3
CA-02 Security Assessments
B-13.1.3B-13.3.5
CA-03 Information System Connections
B-13.2.2B-13.3.2
CA-04 Security Certification
B-13.1.3B-13.3.5
CA-05 Plan Of Action And Milestones
B-13.1.3B-13.1.4
CA-06 Security Accreditation
B-13.1.3
CA-07 Continuous Monitoring
B-13.1.3B-13.3.3B-13.4.2
CA-09 Internal System Connections
B-13.4.2

CM Configuration Management

Control Name OSFI B-13 References
CM-01 Configuration Management Policy And Procedures
B-13.2.2B-13.2.3
CM-02 Baseline Configuration
B-13.2.2
CM-03 Configuration Change Control
B-13.2.3
CM-04 Monitoring Configuration Changes
B-13.2.3B-13.3.3
CM-05 Access Restrictions For Change
B-13.2.3B-13.3.2
CM-06 Configuration Settings
B-13.2.2B-13.3.2
CM-07 Least Functionality
B-13.2.2B-13.3.2
CM-08 Information System Component Inventory
B-13.2.1B-13.3.1
CM-12 Information Location
B-13.2.1
CM-13 Data Action Mapping
B-13.2.1
CM-14 Signed Components
B-13.2.2B-13.2.3

CP Contingency Planning

Control Name OSFI B-13 References
CP-01 Contingency Planning Policy And Procedures
B-13.2.6
CP-02 Contingency Plan
B-13.2.6
CP-03 Contingency Training
B-13.2.6
CP-04 Contingency Plan Testing And Exercises
B-13.2.6B-13.3.5
CP-05 Contingency Plan Update
B-13.2.6
CP-06 Alternate Storage Site
B-13.2.6
CP-07 Alternate Processing Site
B-13.2.6
CP-08 Telecommunications Services
B-13.2.6
CP-09 Information System Backup
B-13.2.6
CP-10 Information System Recovery And Reconstitution
B-13.2.6B-13.3.4

IA Identification and Authentication

Control Name OSFI B-13 References
IA-01 Identification And Authentication Policy And Procedures
B-13.1.3B-13.3.2
IA-02 User Identification And Authentication
B-13.3.2
IA-03 Device Identification And Authentication
B-13.3.2
IA-04 Identifier Management
B-13.3.2
IA-05 Authenticator Management
B-13.3.2
IA-06 Authenticator Feedback
B-13.3.2
IA-07 Cryptographic Module Authentication
B-13.3.2

IR Incident Response

Control Name OSFI B-13 References
IR-01 Incident Response Policy And Procedures
B-13.2.5B-13.3.4
IR-02 Incident Response Training
B-13.2.5B-13.3.4
IR-03 Incident Response Testing And Exercises
B-13.2.5B-13.3.4B-13.3.5
IR-04 Incident Handling
B-13.2.5B-13.3.4
IR-05 Incident Monitoring
B-13.2.5B-13.3.3
IR-06 Incident Reporting
B-13.1.4B-13.2.5B-13.3.4
IR-07 Incident Response Assistance
B-13.2.5B-13.3.4
IR-09 Information Spillage Response
B-13.2.5B-13.3.4

MA Maintenance

Control Name OSFI B-13 References
MA-01 System Maintenance Policy And Procedures
B-13.2.3
MA-02 Controlled Maintenance
B-13.2.3
MA-03 Maintenance Tools
B-13.2.3
MA-04 Remote Maintenance
B-13.2.3B-13.3.2
MA-05 Maintenance Personnel
B-13.2.3B-13.4.1
MA-06 Timely Maintenance
B-13.2.3B-13.2.4

MP Media Protection

Control Name OSFI B-13 References
MP-01 Media Protection Policy And Procedures
B-13.3.2
MP-02 Media Access
B-13.3.2
MP-03 Media Labeling
B-13.3.2
MP-04 Media Storage
B-13.3.2
MP-05 Media Transport
B-13.3.2
MP-06 Media Sanitization And Disposal
B-13.3.2

PE Physical and Environmental Protection

Control Name OSFI B-13 References
PE-01 Physical And Environmental Protection Policy And Procedures
B-13.3.2
PE-02 Physical Access Authorizations
B-13.3.2
PE-03 Physical Access Control
B-13.3.2
PE-04 Access Control For Transmission Medium
B-13.3.2
PE-05 Access Control For Display Medium
B-13.3.2
PE-06 Monitoring Physical Access
B-13.3.2B-13.3.3
PE-07 Visitor Control
B-13.3.2
PE-08 Access Records
B-13.3.2B-13.3.3
PE-09 Power Equipment And Power Cabling
B-13.2.6
PE-10 Emergency Shutoff
B-13.2.6
PE-11 Emergency Power
B-13.2.6
PE-12 Emergency Lighting
B-13.2.6
PE-13 Fire Protection
B-13.2.6
PE-14 Temperature And Humidity Controls
B-13.2.6
PE-15 Water Damage Protection
B-13.2.6
PE-16 Delivery And Removal
B-13.2.1
PE-17 Alternate Work Site
B-13.2.6B-13.3.2
PE-18 Location Of Information System Components
B-13.2.6
PE-19 Information Leakage
B-13.3.2

PL Planning

Control Name OSFI B-13 References
PL-01 Security Planning Policy And Procedures
B-13.1.2B-13.1.3
PL-02 System Security Plan
B-13.1.2B-13.1.3
PL-03 System Security Plan Update
B-13.1.2B-13.1.3
PL-04 Rules Of Behavior
B-13.1.1
PL-05 Privacy Impact Assessment
B-13.1.3
PL-06 Security-Related Activity Planning
B-13.1.2
PL-09 Central Management
B-13.1.2B-13.1.3
PL-10 Baseline Selection
B-13.1.2
PL-11 Baseline Tailoring
B-13.1.2

PS Personnel Security

Control Name OSFI B-13 References
PS-01 Personnel Security Policy And Procedures
B-13.1.1
PS-02 Position Categorization
B-13.1.1
PS-03 Personnel Screening
B-13.1.1
PS-04 Personnel Termination
B-13.1.1B-13.3.2
PS-05 Personnel Transfer
B-13.1.1B-13.3.2
PS-06 Access Agreements
B-13.1.1
PS-07 Third-Party Personnel Security
B-13.1.1B-13.4.1
PS-08 Personnel Sanctions
B-13.1.1
PS-09 Position Descriptions
B-13.1.1

PT Personally Identifiable Information Processing and Transparency

Control Name OSFI B-13 References
PT-01 Policy and Procedures
B-13.1.3B-13.3.2
PT-02 Authority to Process Personally Identifiable Information
B-13.1.3
PT-03 Personally Identifiable Information Processing Purposes
B-13.1.3
PT-07 Specific Categories of Personally Identifiable Information
B-13.3.2

RA Risk Assessment

Control Name OSFI B-13 References
RA-01 Risk Assessment Policy And Procedures
B-13.1.3
RA-02 Security Categorization
B-13.1.3B-13.3.1
RA-03 Risk Assessment
B-13.1.3B-13.3.1
RA-04 Risk Assessment Update
B-13.1.3B-13.1.4
RA-05 Vulnerability Scanning
B-13.2.4B-13.3.1
RA-07 Risk Response
B-13.1.3B-13.1.4B-13.2.4B-13.3.1
RA-08 Privacy Impact Assessments
B-13.1.3
RA-09 Criticality Analysis
B-13.1.3B-13.3.1B-13.3.5

SA System and Services Acquisition

Control Name OSFI B-13 References
SA-01 System And Services Acquisition Policy And Procedures
B-13.2.2B-13.2.3
SA-02 Allocation Of Resources
B-13.1.2
SA-03 Life Cycle Support
B-13.2.1B-13.2.2
SA-04 Acquisitions
B-13.2.3B-13.4.1
SA-05 Information System Documentation
B-13.2.2
SA-06 Software Usage Restrictions
B-13.2.2
SA-07 User Installed Software
B-13.2.2B-13.3.2
SA-08 Security Engineering Principles
B-13.2.2B-13.3.2
SA-09 External Information System Services
B-13.4.1B-13.4.2
SA-10 Developer Configuration Management
B-13.2.3B-13.3.2
SA-11 Developer Security Testing
B-13.3.2B-13.3.5
SA-21 Developer Screening
B-13.4.1
SA-23 Specialization
B-13.2.2

SC System and Communications Protection

Control Name OSFI B-13 References
SC-01 System And Communications Protection Policy And Procedures
B-13.1.3B-13.3.2
SC-02 Application Partitioning
B-13.2.2B-13.3.2
SC-03 Security Function Isolation
B-13.2.2B-13.3.2
SC-04 Information Remnance
B-13.3.2
SC-05 Denial Of Service Protection
B-13.2.6B-13.3.2
SC-06 Resource Priority
B-13.2.6
SC-07 Boundary Protection
B-13.3.2
SC-08 Transmission Integrity
B-13.3.2
SC-09 Transmission Confidentiality
B-13.3.2
SC-10 Network Disconnect
B-13.3.2
SC-11 Trusted Path
B-13.3.2
SC-12 Cryptographic Key Establishment And Management
B-13.3.2
SC-13 Use Of Cryptography
B-13.3.2
SC-14 Public Access Protections
B-13.3.2
SC-15 Collaborative Computing
B-13.3.2
SC-16 Transmission Of Security Parameters
B-13.3.2
SC-17 Public Key Infrastructure Certificates
B-13.3.2
SC-18 Mobile Code
B-13.3.2
SC-19 Voice Over Internet Protocol
B-13.3.2
SC-20 Secure Name / Address Resolution Service (Authoritative Source)
B-13.3.2
SC-21 Secure Name / Address Resolution Service (Recursive Or Caching Resolver)
B-13.3.2
SC-22 Architecture And Provisioning For Name / Address Resolution Service
B-13.2.2B-13.3.2
SC-23 Session Authenticity
B-13.3.2
SC-24 Fail in Known State
B-13.2.6
SC-41 Port and I/O Device Access
B-13.3.2
SC-42 Sensor Capability and Data
B-13.3.3
SC-44 Detonation Chambers
B-13.3.2
SC-45 System Time Synchronization
B-13.3.3

SI System and Information Integrity

Control Name OSFI B-13 References
SI-01 System And Information Integrity Policy And Procedures
B-13.1.3B-13.2.4
SI-02 Flaw Remediation
B-13.2.4
SI-03 Malicious Code Protection
B-13.3.2B-13.3.3
SI-04 Information System Monitoring Tools And Techniques
B-13.3.3
SI-05 Security Alerts And Advisories
B-13.2.4B-13.3.3
SI-06 Security Functionality Verification
B-13.3.3B-13.3.5
SI-07 Software And Information Integrity
B-13.3.2B-13.3.3
SI-08 Spam Protection
B-13.3.2B-13.3.3
SI-09 Information Input Restrictions
B-13.3.2
SI-10 Information Accuracy, Completeness, Validity, And Authenticity
B-13.3.2
SI-11 Error Handling
B-13.3.2
SI-12 Information Output Handling And Retention
B-13.3.2
SI-16 Memory Protection
B-13.3.2
SI-17 Fail-safe Procedures
B-13.2.6

SR Supply Chain Risk Management

Control Name OSFI B-13 References
SR-01 Policy and Procedures
B-13.4.1
SR-02 Supply Chain Risk Management Plan
B-13.4.1
SR-03 Supply Chain Controls and Processes
B-13.4.1
SR-04 Provenance
B-13.4.1
SR-05 Acquisition Strategies, Tools, and Methods
B-13.4.1
SR-06 Supplier Assessments and Reviews
B-13.4.1
SR-07 Supply Chain Operations Security
B-13.4.1
SR-08 Notification Agreements
B-13.4.1
SR-09 Tamper Resistance and Detection
B-13.4.1
SR-10 Inspection of Systems or Components
B-13.4.1
SR-11 Component Authenticity
B-13.4.1
SR-12 Component Disposal
B-13.4.1